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Privacy Policy

Last updated 9 June 2026 · Version 1.0

This policy explains how WealthComply Ltd. ("WealthComply", "we", "us") handles personal data. We process some of the most sensitive material in private wealth, and we treat it accordingly — stored in Switzerland, processed inside the EU, and never used to train AI models.

The short version. Your data stays in Switzerland. AI runs inside the EU, never in the US. We don't sell data, we don't train models on it, and you can export or delete it at any time. The detail below is for your data‑protection team.

01 Who we are

WealthComply Ltd. provides a software platform that classifies legal entities under FATCA and the OECD Common Reporting Standard (CRS) and prepares the associated regulatory filings. For data submitted by our clients into the platform, our clients are the data controller and WealthComply acts as a data processor under a Data Processing Agreement (DPA). For our own website, marketing and account administration, WealthComply is the controller.

02 The roles, in plain terms

It matters who decides what happens to data:

  • You (our client) decide what entity and account data to put into the platform, and why. You are the controller for that data.
  • WealthComply processes it on your documented instructions to deliver the service. We are the processor.
  • For website visitors and prospects, we are the controller of the limited personal data described in section 4.

03 What we process for clients

To deliver classification and filing, the platform processes the data you choose to share, which may include:

  • Entity records — legal names, registration data, structure and ownership.
  • Controlling persons — names, roles (settlor, beneficiary, protector and similar), tax residence and tax identification numbers.
  • Uploaded documents — articles of association, financial statements, self‑certifications and W‑series forms.
  • Classification outputs, audit history and the identity of the reviewers who approve them.

You choose what to share. The platform does not require data it does not need to classify and file.

04 What we process for visitors

When you use our website or contact us, we process a small amount of data as controller:

  • Contact details you give us (name, company, email) when you book a demo, download the product guide or subscribe to our newsletter.
  • Essential operational data such as security logs and aggregate, privacy‑respecting usage analytics.

05 Where your data lives

CategoryLocation
All client data, documents & encrypted backupsAzure Switzerland North — at rest in Switzerland.
AI inference for classificationAzure OpenAI, West Europe — within the EU data boundary.
United StatesNot used. No client data is routed to, processed in, or stored in the US.

06 AI and your data

WealthComply uses AI to assist classification. Two commitments govern it:

  • Never used for training. Your data is not used to train, fine‑tune or evaluate any foundation model. This is enforced contractually and through Azure OpenAI's enterprise configuration.
  • Always evidenced. Every AI‑assisted output carries a rationale, the source documents it relied on, a confidence indicator and the model version — and a person confirms the data and approves the result.

07 Legal bases

Where we act as controller, we rely on: legitimate interests (running and securing our website and responding to enquiries), consent (newsletter subscription, which you can withdraw at any time), and contract (administering your account). Where we act as processor, the legal basis for the underlying processing is determined by you as controller.

08 Subprocessors

We use a small, vetted set of subprocessors. A current register is available to clients with our DPA.

SubprocessorPurpose
Microsoft Azure (Switzerland North)Hosting, database, storage, monitoring.
Azure OpenAI (West Europe)AI inference for classification reasoning.
CloudflareEdge protection, WAF and DDoS mitigation.
Microsoft Entra IDIdentity and single sign‑on.

We notify clients of material subprocessor changes with the right to object. Non‑essential telemetry can be disabled per tenant for clients with strict Swiss‑only requirements.

09 Retention

Client data is retained for as long as your agreement is in force and for any period you configure. On termination, you receive a full export in agreed formats, after which your tenant is securely deleted unless a documented legal hold applies. Visitor and marketing data is kept only as long as needed for the purpose it was collected.

10 Your rights

Under UK GDPR, EU GDPR and the revised Swiss FADP you may have the right to access, correct, delete, restrict, port or object to the processing of your personal data. Where WealthComply is the processor, we will pass any such request to the relevant client controller and support them in responding. To exercise a right or raise a concern, contact us using section 12 — and you may also complain to your local supervisory authority.

11 Security

Encryption in transit (TLS 1.2+) and at rest (AES‑256), role‑based access, a default position of no access to your content without your logged approval, and an ISO 27001‑aligned management system. Our Security page sets out the detail, and a full evidence pack is available under NDA.

12 Contact

Questions about this policy or your data can be sent to privacy@wealthcomply.ai, or by post to WealthComply Ltd., Jersey, Channel Islands. We aim to respond within one business day.

WealthComply

Compliance, by design — for the people who actually file the returns.

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ISO 27001 · IN PROGRESS GDPR & SWISS FADP ALIGNED SWISS DATA RESIDENCY END-TO-END ENCRYPTION NO MODEL TRAINING